Finance & Accounting
Senior Compliance Consultant, London
MPA Recruitment is partnering with an international Financial Services firm in London to source a Senior Compliance Consultant to join their team. This is a senior appointment in the business, reporting directly to the MD and providing guidance to the team as an FCA Subject Matter Expert.
You will assist with compliance report, initial process authorisations, provide compliance infrastructure development and implement on-going compliance monitoring. You will produce client reports, providing information on regulatory developments to clients on periodic and pro-active basis. You will also participate in pitching services and projects when required and lead thematic reviews.
You will have an in-depth knowledge and understanding of the FCA handbook, regulatory transactions (Authorisations, variations, section 178 notifications etc.), GABRIEL, as well as the current and up-coming regulations and directives applicable to the business. You will understand the principles of managing financial assets and can track and maintain awareness of client engagements and monitor profitability.
You will be able to develop strong relationships with clients and intermediaries, building new relationships and contacts to develop the business. You should be able to recognise and respond to risk situations and stays up to date with appropriate legislation and professional standards. As a leader within the business, you will inspire others, mentor and have a strong team ethic to your working style.
You will have previous experience in Investment Management with exposure to private equity and hedge fund structures. You will have a proven track record in compliance, preferably having worked within a compliance consultancy or in house. You will have client monitoring experience and able to develop compliance monitoring programmes and techniques.
You will receive a competitive salary and benefits package commensurate with your experience.
I am keen to have an initial discussion with anyone who feels this could potentially be of interest. Please contact Mark Canning, Business Manager at MPA Recruitment on 028 7136 0070 or send an up to date CV via the link provided to speak further about this opportunity.
All conversations will be treated in the strictest of confidence.